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Lorna A Lindquist

Cetera Advisors LLC

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About Lorna A Lindquist

Lorna Lindquist is a financial advisor with Cetera Advisors LLC, registered with the Financial Industry Regulatory Authority (FINRA). Lorna has been in the industry since 2006 and is licensed to sell securities in Alabama. Lorna previously held positions at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, OppenheimerFunds Distributor, Inc., and AIG Retirement Advisors, Inc. Lorna has passed the Series 7, Series 66, and SIE exams and is a registered representative.

Firm Information

Lorna Lindquist is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lorna Lindquist’s Registration & Firm History

CO

02/28/2024 - Present

Cetera Advisors LLC (GREENWOOD VILLAGE CO)

AL

09/09/2020 - 01/23/2024

MORGAN STANLEY (Birmingham AL)

AL

11/07/2019 - 08/17/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)

NY

10/21/2008 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

TX

01/13/2006 - 10/17/2008

AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 12/06/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lorna A Lindquist.
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