Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorna? Claim Your ProfileLorna Hern is a financial advisor who has been in the industry since 1990. Lorna is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since August 2017. Previously, Lorna was affiliated with Cambridge Investment Research, Inc., CapFinancial Securities, LLC., SagePoint Financial, Inc., First Citizens Investor Services, Inc. and several other firms. Lorna holds Series 7, 9, 10, 24, 52, 53, 63, 99 and SIE licenses and is currently registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/15/2017 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
NC
01/23/2017 - 06/19/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Raleigh NC)
NC
02/01/2016 - 10/27/2016
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
NC
11/03/2014 - 01/20/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (RALEIGH NC)
KY
08/20/2014 - 10/20/2014
SAGEPOINT FINANCIAL, INC. (BOWLING GREEN KY)
NC
04/29/2008 - 04/14/2014
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NC
04/29/2008 - 04/01/2009
IRONSTONE SECURITIES, INC. (RALEIGH NC)
IA
05/08/2006 - 04/15/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
OH
03/07/2006 - 05/15/2006
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
OH
08/26/2002 - 09/28/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
OH
09/03/1999 - 10/29/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
09/19/1996 - 09/03/1999
KEY CLEARING CORP. (BROOKLYN OH)
OH
03/03/1995 - 08/26/1996
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
06/22/1990 - 03/03/1995
SOCIETY INVESTMENTS, INC.
MN
02/14/1989 - 02/13/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/14/1989 - 02/13/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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