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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorie? Claim Your ProfileLorie Rios is a financial advisor with over 25 years of experience. Lorie has been registered with LPL Financial LLC since June 2012. Previously, Lorie was registered with FINANCIAL NETWORK INVESTMENT CORPORATION and PRUCO SECURITIES CORPORATION. Lorie holds the Series 6, 7, 63, and 66 licenses as well as the SIE exam. Lorie is a registered investment advisor in New Jersey and Texas. Lorie has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/17/2023 - Present
LPL Financial LLC (WHIPPANY NJ)
NJ
03/13/2001 - 06/18/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (FLORHAM PARK NJ)
NJ
07/11/1996 - 02/08/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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