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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorie? Claim Your ProfileLorie Garwood is a financial advisor who has been in the industry since April 2006. Lorie is currently registered with Raymond James Financial Services Advisors, Inc. and has been with them since December 2020. Before that, Lorie was with CETERA INVESTMENT SERVICES LLC and RAYMOND JAMES FINANCIAL SERVICES, INC.. Lorie is licensed to provide financial services in Arizona, Florida, Illinois, Indiana and Ohio. Lorie holds Series 6, 7, 63 and 65 licenses. Lorie provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and corporations. Lorie also provides hourly & fixed rate consultations and selection of other advisors services. Lorie is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
12/04/2020 - Present
Raymond James Financial Services Advisors, Inc. (Geneva IN)
OH
05/20/2010 - 11/19/2020
CETERA INVESTMENT SERVICES LLC (VAN WERT OH)
OH
04/10/2006 - 05/13/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (VAN WERT OH)
IA
Issued 01/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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