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Lori Zager

Ingalls & Snyder, LLC

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About Lori Zager

Lori Zager is an active advisor with Ingalls & Snyder, LLC. Lori is a registered representative in California and New York. Lori has been in the securities industry since June 16, 1986.

Firm Information

Lori Zager is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Lori Zager’s Registration & Firm History

CA

07/08/2021 - Present

Ingalls & Snyder, LLC (San Rafael CA)

CA

06/02/2016 - 07/10/2017

PORTSMOUTH FINANCIAL SERVICES (SAN RAFAEL CA)

NY

10/18/2013 - 07/03/2014

IRC SECURITIES LLC (NEW YORK NY)

CA

03/03/1999 - 04/12/2012

BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)

NY

05/15/1996 - 04/24/1998

UBS SECURITIES LLC (NEW YORK NY)

NJ

09/01/1983 - 04/24/1996

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

01/28/1982 - 09/23/1983

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BOTH

Issued 12/14/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Zager.
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