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Lori Yvette Gray

Alliance-ONE Investments, LLC

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About Lori Yvette Gray

Lori Yvette Gray is a financial advisor with over 20 years of experience in the industry. She has been with Alliance-ONE Investments, LLC since 2017 and has previously held positions at MetLife Investors Distribution Company, MetLife Securities, Inc., New England Securities, GWFS Equities, Inc., CitiStreet Advisors LLC, CitiStreet Equities LLC, TD Waterhouse Investor Services, Inc., and Prudential Investment Management Services LLC. Lori Gray has a broad range of experience in the financial services industry and is dedicated to providing clients with personalized investment advice and guidance.

Firm Information

Lori Gray is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Gray’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

01/14/2014 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

02/03/2014 - 06/30/2016

METLIFE SECURITIES, INC (CHARLOTTE NC)

NC

02/03/2014 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

NJ

11/11/2009 - 12/26/2013

GWFS EQUITIES, INC. (SOMERSET NJ)

NJ

09/01/2005 - 12/31/2007

CITISTREET ADVISORS LLC (SOMERSET NJ)

NJ

11/03/2004 - 09/01/2005

CITISTREET EQUITIES LLC (SOMERSET NJ)

NE

02/05/2004 - 03/11/2004

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NJ

10/27/1997 - 02/25/2003

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 11/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Yvette Gray.
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