Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Minard is a financial advisor with over 30 years of experience in the industry. Lori is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Lori has held previous positions with a number of firms including BANC of AMERICA INVESTMENT SERVICES, INC., BAI INVESTMENT SERVICES, INC., BANCAMERICA ROBERTSON STEPHENS, SEAFIRST INVESTMENT SERVICES, INC., MURPHEY FAVRE, INC., and RAGEN MACKENZIE INCORPORATED. Lori holds licenses in the following areas: Series 7, Series 63, Series 53, and SIE. Lori is also registered as an investment advisor representative in Texas and Washington. Lori's areas of expertise include investments, financial planning, and portfolio management. Lori is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BELLEVUE WA)
CA
08/04/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
12/01/1997 - 08/03/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
WA
05/09/1996 - 12/02/1997
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
CA
04/13/1993 - 09/13/1994
MURPHEY FAVRE, INC. (IRVINE CA)
CA
07/18/1989 - 01/06/1993
RAGEN MACKENZIE INCORPORATED (SAN FRANCISCO CA)
IA
Issued 10/4/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/3/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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