Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Tietjen is a financial advisor with over 30 years of experience in the industry. Lori is registered as a broker-dealer and an investment advisor representative with Wells Fargo Clearing Services, LLC, a large firm with offices nationwide. Lori has worked for several firms throughout her career, including Morgan Stanley, Citigroup Global Markets Inc. and T.R. Winston & Company, Inc. Lori is licensed in multiple states and holds several industry certifications. Lori has worked with a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/14/2014 - Present
Wells Fargo Clearing Services, LLC (RHINEBECK NY)
NY
06/01/2009 - 05/07/2014
MORGAN STANLEY (POUGHKEEPSIE NY)
NY
03/20/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
NJ
11/14/1994 - 03/19/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
MN
07/03/1991 - 10/31/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/03/1991 - 10/31/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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