Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Witherspoon Matus has been in the financial services industry since February 10, 2000. Lori is currently registered with DAI Securities, LLC in Georgia and North Carolina. Lori has previously held registrations with Avantax Investment Services, Inc. in North Carolina and 1st Global Capital Corp. in North Carolina. Lori holds the following securities licenses: Series 6, Series 63, and Series 26. Lori is also a registered representative with DAI Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/07/2024 - Present
DAI Securities, LLC (ATLANTA GA)
NC
10/25/2019 - 08/19/2024
AVANTAX INVESTMENT SERVICES, INC. (RALEIGH NC)
NC
06/06/2003 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (RALEIGH NC)
NJ
11/12/1999 - 03/06/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Matus is the right advisor for you? Invested Better is here to help.
