Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Duquette is a financial advisor with over 20 years of experience in the industry. Lori holds both Series 6, 7 and 63 licenses and is also a Series 65 registered representative. She is currently registered with Empower Advisory Group, LLC. Previously, Lori worked with Citizens Securities, Inc. and Santander Securities LLC. Lori provides financial planning and portfolio management services for individuals and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/18/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CT
03/02/2021 - 07/11/2022
CITIZENS SECURITIES, INC. (GUILFORD CT)
CT
02/12/2016 - 03/01/2021
SANTANDER SECURITIES LLC (PLAINVILLE CT)
CT
01/02/2013 - 01/21/2016
CITIZENS SECURITIES, INC. (EAST HAMPTON CT)
CT
09/19/2012 - 12/17/2012
SANTANDER SECURITIES LLC (NEWINGTON CT)
CT
05/27/2008 - 09/20/2012
LPL FINANCIAL LLC (NEW HAVEN CT)
CT
11/27/2001 - 05/27/2008
IFMG SECURITIES, INC. (WETHERSFIELD CT)
IA
Issued 04/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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