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Lori Susan Abbazia

Raymond James Financial Services, Inc.

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About Lori Susan Abbazia

Lori Susan Abbazia is a financial advisor with Raymond James Financial Services, Inc. Lori has been in the industry since 1995 and has a wide range of experience in the financial services industry. Lori is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, 24, 53, and 63. Lori has worked with a variety of firms during her career, including J.P. Morgan Securities LLC, David Lerner Associates, Inc., and Raymond James & Associates, Inc. Lori is a dedicated and experienced financial advisor who is committed to helping clients achieve their financial goals.

Firm Information

Lori Abbazia is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Abbazia’s Registration & Firm History

FL

09/16/2022 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

01/07/2021 - 12/31/2023

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

DE

10/27/2017 - 01/07/2021

J.P. MORGAN SECURITIES LLC (NEWARK DE)

NY

04/20/1995 - 10/18/2017

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 06/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2018

Series 4 - Registered Options Principal Examination

BC

Issued 07/16/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1996

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1995

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Susan Abbazia.
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