Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Sloan is a financial advisor with Cetera Advisor Networks LLC, a firm based in Fullerton, CA. Lori has been in the financial services industry since March 1998, working with a number of firms before joining Cetera Advisor Networks LLC. Lori is registered with the state of California and holds Series 7, 9, 10, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/25/2001 - Present
Cetera Advisor Networks LLC (FULLERTON CA)
NY
09/12/2000 - 01/05/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
02/12/1998 - 07/31/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
10/16/1997 - 02/24/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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