linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lori Shereen McKenzie

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lori? Claim Your Profile

About Lori Shereen McKenzie

Lori McKenzie is a financial advisor with Charles Schwab & CO., Inc. with over 30 years of experience in the financial services industry. Lori has a wide range of experience and holds a variety of licenses, including Series 6, 7, 24, 26, 63 and 65. Lori specializes in offering financial planning and portfolio management services.

Firm Information

Lori McKenzie is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lori McKenzie’s Registration & Firm History

CO

01/28/2003 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NY

10/02/1991 - 08/02/2000

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

GA

01/28/1991 - 10/03/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

Not sure if Lori Shereen McKenzie is right for you?

Licenses & Designations

BOTH

Issued 10/08/2004

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/14/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/30/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1994

Series 7 - General Securities Representative Examination

BC

Issued 01/25/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lori Shereen McKenzie.
Not sure if Lori Shereen McKenzie is right for you?