Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Schiller is a financial advisor with over 20 years of experience in the industry. Lori is currently registered with Wells Fargo Clearing Services, LLC. Lori has held previous positions at UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lori holds licenses for Securities Industry Essentials Examination, National Commodity Futures Examination, Futures Managed Funds Examination, General Securities Representative Examination and Uniform Combined State Law Examination. Lori has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Lori offers a range of services including financial planning, investment consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
10/31/2008 - 12/11/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/02/2007 - 11/04/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/18/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
11/05/1998 - 02/25/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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