Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Demarzio is a registered representative with Stifel, Nicolaus & Company, Inc. Lori has been in the securities industry since December 16, 2003. Lori is registered with the state of New Jersey. Lori also holds Series 7, Series 55, Series 63, Series 66, Series 57TO, and SIE licenses. Lori has previously been employed by several other firms including, Doft & Co., Inc., Burnham Securities Inc., ON POINT EXECUTIONS, LLC, HARVEY YOUNG YURMAN, INC. and RBC CAPITAL MARKETS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/31/2019 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NY
04/11/2016 - 06/02/2017
DOFT & CO., INC. (NEW YORK NY)
NY
02/26/2008 - 01/15/2016
BURNHAM SECURITIES INC. (NEW YORK NY)
NY
09/23/2005 - 02/11/2008
ON POINT EXECUTIONS, LLC (NEW YORK NY)
NJ
05/09/2005 - 01/04/2006
HARVEY YOUNG YURMAN, INC. (RIDGEWOOD NJ)
NY
03/28/2005 - 05/06/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NJ
09/26/2003 - 04/13/2005
HARVEY YOUNG YURMAN, INC. (RIDGEWOOD NJ)
NJ
09/21/2001 - 01/28/2003
HARVEY YOUNG YURMAN, INC. (RIDGEWOOD NJ)
BOTH
Issued 01/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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