Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Knighton is a financial advisor with Cetera Advisor Networks LLC, based in Murray, Utah. Lori has been in the financial industry since 1992. Lori holds a Series 7, 63, 9, 10, and SIE license. Lori previously worked for Securities America, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
11/14/2018 - Present
Cetera Advisor Networks LLC (MURRAY UT)
UT
09/16/2010 - 11/13/2018
SECURITIES AMERICA, INC. (MIDVALE UT)
UT
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (OGDEN UT)
UT
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OGDEN UT)
NY
08/05/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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