Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Placentino is a financial advisor who has been in the industry since 1999. Lori is currently registered with Key Investment Services LLC. Lori has worked for several other firms previously, including LPL Financial LLC, HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., CITICORP INVESTMENT SERVICES, and PRUCO SECURITIES CORPORATION. Lori provides financial planning and portfolio management services to individuals and other investment advisors. Lori is licensed to provide securities services in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Indiana, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
12/02/2021 - Present
KEY Investment Services LLC (HOPEWELL JUNCTION NY)
NY
05/15/2012 - 09/21/2016
LPL FINANCIAL LLC (KINGSTON NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (HYDE PARK NY)
NY
06/06/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
10/27/1999 - 12/17/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
04/30/1998 - 02/04/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/01/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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