Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Patalocco is a registered representative with Charles Schwab & CO., Inc. Lori has been in the industry for over 2 years. Lori has Series 3, 6, 7, 9, 10, 63 and 66 licenses and is currently registered in 53 states and 1 district. Lori's previous experience includes working with J.P. Morgan Securities LLC. Lori is a financial advisor who provides financial planning and other services. The firm offers financial planning, asset management, and other services for individual and corporate clients. Lori Patalocco is registered with FINRA and MSRB.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
12/02/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
07/03/2020 - 07/13/2021
J.P. MORGAN SECURITIES LLC (SUGAR LAND TX)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/2024
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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