Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Miller is a financial professional with over 20 years of experience in the financial services industry. Lori is currently a registered representative with LPL Financial LLC and has a Series 6 and Series 63 license. Previously, Lori was registered with Sorrento Pacific Financial, LLC and UVEST Financial Services Group, INC. Lori has a strong track record of providing financial advice to individuals, families, and businesses. Lori specializes in providing investment advice, financial planning, and retirement planning services. Lori is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/15/2016 - Present
LPL Financial LLC (FREMONT CA)
CA
05/18/2011 - 11/15/2016
SORRENTO PACIFIC FINANCIAL, LLC (FREMONT CA)
CA
10/01/2004 - 05/23/2011
UVEST FINANCIAL SERVICES GROUP, INC. (FREMONT CA)
TX
07/15/2003 - 10/01/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BC
Issued 01/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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