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Lori Michelle Hoes

Charles Schwab & CO., Inc.

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About Lori Michelle Hoes

Lori Michelle Hoes is a financial advisor with over 3 years of experience in the industry. Lori is currently registered with Charles Schwab & CO., Inc. and is licensed in Michigan and Texas. Lori has a strong background in securities, having passed the Series 7TO, Series 9, Series 10, and Series 63 exams. Lori's previous experience includes working as a financial advisor at TD Ameritrade, INC. Lori is a dedicated professional with a commitment to providing clients with personalized financial advice and guidance.

Firm Information

Lori Hoes is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Lori Hoes’s Registration & Firm History

AZ

06/28/2022 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

TX

09/18/2020 - 12/31/2023

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BC

Issued 12/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/06/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/18/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lori Michelle Hoes.
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