Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Pascarella is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Lori has been in the industry since August 1998 and holds the Series 7, Series 31, Series 63, and Series 65 licenses. She has a wide range of experience, having worked for several other firms including Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., and Bank of America, N.A. Lori specializes in providing financial planning and investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/31/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TUCSON AZ)
AZ
04/02/2007 - 09/06/2007
MORGAN STANLEY & CO., INCORPORATED (TUCSON AZ)
AZ
08/07/1998 - 04/02/2007
MORGAN STANLEY DW INC. (TUCSON AZ)
IA
Issued 8/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 8/6/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lori Pascarella is the right advisor for you? Invested Better is here to help.
