Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Missig has been a registered financial professional since May 1999. Lori is currently registered with Vanguard Marketing Corp. and has been registered with this firm since September 2022. Prior to that, Lori was a registered representative at Northern Trust Securities, Inc., Van Kampen Funds Inc., and Morgan Stanley DW Inc. Lori has experience in both Broker/Dealer and Investment Advisor roles. Lori is a graduate of the University of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/29/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
IL
10/18/2011 - 08/30/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
TX
02/01/2006 - 06/04/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
05/11/1999 - 01/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Missig is the right advisor for you? Invested Better is here to help.
