Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Gust is a financial advisor with over 20 years of experience in the industry. She holds a number of licenses and registrations, including Series 3, 4, 6, 7, 9, 10, 24, 63, and 66. Lori has been a registered representative with J.P. Morgan Securities LLC since 2011 and has been affiliated with the firm in various capacities since 2008. Lori's previous employers include Chase Investment Services Corp., BANC ONE Securities Corporation, and PRUCO Securities Corporation. She is registered with the Securities and Exchange Commission and is licensed in 52 states, the District of Columbia, and Puerto Rico. Lori is committed to providing her clients with personalized financial advice and investment management services. She specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/21/2014 - Present
J.p. Morgan Securities LLC (Columbus OH)
FL
09/19/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WEST PALM BEACH FL)
NY
08/10/2011 - 09/12/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
WA
07/02/2010 - 08/02/2011
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
TX
10/01/2008 - 06/11/2010
J.P. MORGAN SECURITIES INC. (FORT WORTH TX)
TX
05/23/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (FORT WORTH TX)
TX
07/26/2005 - 11/28/2006
CHASE INVESTMENT SERVICES CORP. (ARLINGTON TX)
TX
03/10/2000 - 07/27/2006
BANC ONE SECURITIES CORPORATION (ARLINGTON TX)
NJ
09/22/1999 - 01/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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