Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Barone is a financial advisor with over 25 years of experience in the industry. Lori is currently registered as a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc., and is licensed in Arizona, Florida, Georgia, Hawaii, Illinois, Indiana, Louisiana, Michigan, Mississippi, Missouri, New Mexico, North Carolina, Ohio, Tennessee, Texas, Washington and Wisconsin. Lori previously worked with Securities America, Inc. and Securities Service Network, LLC. Lori holds the Series 6, 7, 63 and 65 licenses and the SIE exam certification. Lori also holds the Certified Financial Planner designation. Lori specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and retirement plans. Lori is committed to helping clients reach their financial goals and providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/18/2024 - Present
Osaic Wealth, Inc. (BURR RIDGE IL)
IL
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (BURR RIDGE IL)
IL
01/06/2010 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (BURR RIDGE IL)
IL
10/31/2008 - 01/07/2010
SAGEPOINT FINANCIAL, INC. (OAK LAWN IL)
IL
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (OAK LAWN IL)
TX
01/07/1998 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 12/7/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/6/2000
Series 7 - General Securities Representative Examination
BC
Issued 1/6/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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