Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Brown is a financial advisor with Raymond James & Associates, Inc. Lori has been in the industry since 2001. Lori is registered to provide investment advisory services in Arkansas and Texas. Lori has a Series 31, Series 7, and SIE license and is currently registered with Raymond James & Associates, Inc. Lori has previously worked with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.. Lori also holds a Uniform Combined State Law Examination license and is a member of the Immaculate Conception Catholic School Finance Council.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
01/05/2022 - Present
Raymond James & Associates, Inc. (LITTLE ROCK AR)
AR
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (LITTLE ROCK AR)
AR
07/16/2001 - 04/02/2007
MORGAN STANLEY DW INC. (LITTLE ROCK AR)
BOTH
Issued 07/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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