Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Lynne Siegel is an investment advisor representative with Raymond James Financial Services Advisors, Inc. based in Houston, Texas. Lori has been in the financial services industry since August 1996. Lori has previously worked at UBS Financial Services Inc. and Citigroup Global Markets Inc. Lori is a Certified Financial Planner and holds the Series 3, 7 and 63 securities licenses as well as the Series 65 investment advisor license. Lori offers advisory services including financial planning, portfolio management for individuals and businesses, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
02/13/2019 - Present
Raymond James Financial Services Advisors, Inc. (Houston TX)
TX
02/11/2009 - 02/21/2019
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
08/29/1996 - 03/02/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
IA
Issued 09/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1997
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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