Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Rothenberger is a financial advisor with Variable Investment Associates, Inc. Lori has been in the financial industry since February 3, 2012. She is registered with FINRA and holds Series 7, Series 66, and SIE licenses. Lori previously worked with Raymond James Financial Services, Inc. and Investment Centers of America, Inc. Lori's main office location is in Tea, South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SD
07/22/2024 - Present
Variable Investment Associates, Inc. (TEA SD)
SD
02/19/2013 - 07/26/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (YANKTON SD)
SD
02/08/2010 - 02/20/2013
INVESTMENT CENTERS OF AMERICA, INC. (YANKTON SD)
BOTH
Issued 03/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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