Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Lynn Kaplan has been in the financial services industry since July 8, 1997. Lori is registered as a broker-dealer with Eagle Strategies LLC in Chesterland, OH. Lori is also registered as an Investment Advisor Representative (IAR) with Eagle Strategies LLC in Chesterland, OH and in Texas. Lori has been registered in a number of states including California, Colorado, Florida, Maryland, Michigan, New York, Ohio, Pennsylvania and Texas. Lori holds the Series 7, 63, 66, SIE and 6TO licenses. Lori has been registered with Eagle Strategies LLC since June 12, 2007 and has been registered in Texas since June 22, 2017. Lori has previous experience working with Walnut Street Securities, Inc. and Washington Square Securities, Inc. Lori specializes in portfolio management for individuals, pension consulting and financial planning. Lori is also involved in a number of community organizations including the YMCA, Election Day Poll Worker, Village in the Heights, and Juice Plus +.
CHESTERLAND, OH
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/22/2017 - Present
Eagle Strategies LLC (CHESTERLAND OH)
CA
12/11/1998 - 05/04/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
10/21/1997 - 12/10/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
OH
07/07/1997 - 10/01/1997
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
CT
06/13/1997 - 07/07/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 5/7/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Kaplan is the right advisor for you? Invested Better is here to help.
