Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Lynn Kaplan is a registered representative with Eagle Strategies LLC. Lori has been in the financial services industry for over 25 years. Lori Kaplan holds Series 63, 66, 7 and SIE licenses. Lori is also registered in a number of states including Ohio, Texas, California, Colorado, Florida, Maryland, Michigan, New York, Pennsylvania. Lori Kaplan also has previous experience with Walnut Street Securities, Inc., Washington Square Securities, Inc., and Carillon Investments, Inc.. Lori specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Lori is also a volunteer with the YMCA, a board member with Village in the Heights, and an Independent Contractor for Election Day Poll Workers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/22/2017 - Present
Eagle Strategies LLC (INDEPENDENCE OH)
CA
12/11/1998 - 05/04/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
10/21/1997 - 12/10/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
OH
07/07/1997 - 10/01/1997
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
CT
06/13/1997 - 07/07/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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