Unclaimed
Lori Lynn Fauth is a financial advisor with over 17 years of experience in the industry. Lori Lynn is currently registered with SEI Investments Distribution Co. and is licensed to sell securities in Pennsylvania. Lori Lynn has also previously worked at Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/22/2006 - Present
SEI Investments Distribution Co. (OAKS PA)
PA
01/11/2005 - 01/26/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 09/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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