Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Lynn barrows Smith has been in the financial services industry since April 1, 2008. Lori is currently registered with Northwestern Mutual Investment Services, LLC, and has been working there since June 23, 2023. Lori is a registered representative with the state of Georgia and Wisconsin, and has passed several industry exams including the Series 7, Series 24, and Series 66. Previously, Lori was registered with LPL Financial LLC, BB&T Securities, LLC, Truist Investment Services, Inc., FSC Securities Corporation, Pruco Securities, LLC., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Lori has over 18 years of experience in the financial services industry and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/23/2023 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
GA
09/30/2022 - 05/04/2023
LPL FINANCIAL LLC (ALPHARETTA GA)
GA
12/17/2019 - 02/05/2021
BB&T SECURITIES, LLC (ATLANTA GA)
GA
03/18/2019 - 02/04/2021
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
05/01/2006 - 10/05/2018
FSC SECURITIES CORPORATION (ATLANTA GA)
NJ
08/24/2005 - 10/31/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
07/13/2005 - 09/10/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/13/2005 - 09/10/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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