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Lori Lee Williams

Ascensus Investment Advisors, LLC

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About Lori Lee Williams

Lori Williams has been in the financial industry since 2005. Lori is currently registered with Ascensus Investment Advisors, LLC and is licensed to provide investment advice in Massachusetts. Prior to joining Ascensus Investment Advisors, LLC, Lori was with OneAmerica Securities, Inc. in Indianapolis, Indiana, Wells Fargo Advisors, LLC and Wachovia Securities, LLC in Brentwood, Tennessee. Lori is an active member of the investment community and is dedicated to providing her clients with the highest quality financial advice. Lori is also employed with the firm's parent company, Ascensus Group, LLC. Lori's work at Ascensus Group, LLC includes representation of FuturePlan by Ascensus, a network of retirement plan administrators.

Firm Information

Lori Williams is currently registered with Ascensus Investment Advisors, LLC. Ascensus Investment Advisors, LLC is an investment advisor headquartered in NEWTON, MA. The firm provides portfolio management and oversight services for qualified tuition 529/529A and SFRP plans, as well as pension consulting services. They manage approximately $9,878,077,323 in assets for 27 state or municipal government entities. The firm has 37 investment adviser representatives and 26 registered representatives.
Ascensus Investment Advisors, LLC

95 WELLS AVENUE

NEWTON, MA 02459

$9.88B

Assets Under Management

9

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans

Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of program management fee and percentage of aua

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Lori Williams’s Registration & Firm History

MA

03/02/2021 - Present

Ascensus Investment Advisors, LLC (NEWTON MA)

IN

03/07/2011 - 12/02/2019

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

TN

10/02/2008 - 02/15/2011

WELLS FARGO ADVISORS, LLC (BRENTWOOD TN)

TN

11/15/2005 - 05/22/2008

WACHOVIA SECURITIES, LLC (BRENTWOOD TN)

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Licenses & Designations

BOTH

Issued 03/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Lee Williams.
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