Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Rappaport-steiner is a financial advisor who has been in the industry since 1989. Lori is currently registered with Oppenheimer & Co. Inc., and is licensed in a number of states, including New Jersey, New York, Oklahoma, and Texas. Lori is also a Registered Investment Advisor (RIA) and is licensed to provide investment advice in New Jersey, New York, Oklahoma, and Texas. Lori has a wide range of experience in the financial services industry, having worked at Citigroup Global Markets Inc. and Cowen & Co. prior to joining Oppenheimer & Co. Inc. Lori holds a variety of securities licenses, including Series 7, Series 63, Series 65, and Series 66, and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/17/2017 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
06/06/1990 - 04/13/2009
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
NY
05/24/1989 - 06/14/1990
COWEN & CO. (NEW YORK NY)
BOTH
Issued 09/22/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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