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Lori Jo Daff-siggins

CWM, LLC

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About Lori Jo Daff-siggins

Lori Jo Daff-siggins is a financial advisor with CWM, LLC, a firm based in Omaha, Nebraska. Lori has been in the financial services industry since 2001, and has worked for several firms, including Merrill Lynch, Morgan Stanley, and Commonwealth Financial Network. Lori specializes in providing financial advice to individuals and businesses, including financial planning, investment management, and selection of other advisors. Lori is also a registered representative in Florida, Pennsylvania, and Texas.

Firm Information

Lori Daff-siggins is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Lori Daff-siggins’s Registration & Firm History

PA

05/06/2019 - Present

CWM, LLC (Warren PA)

PA

07/10/2015 - 05/06/2019

MID ATLANTIC CAPITAL CORPORATION (WEXFORD PA)

PA

09/16/2011 - 07/13/2015

COMMONWEALTH FINANCIAL NETWORK (WEXFORD PA)

PA

08/24/2005 - 09/20/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEWICKLEY PA)

PA

12/09/2005 - 03/08/2006

ADVEST, INC. (WARREN PA)

NY

11/27/2001 - 08/24/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 01/02/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 11/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lori Jo Daff-siggins.
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