Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Fallis-gross is a financial professional with experience in the industry. Lori is currently registered with Kestra Investment Services, LLC and holds Series 6, 63 and 6TO securities licenses. Lori has previously worked for Cadaret, Grant & Co., Inc.. Lori has been in the industry since 2018 and has experience in Arizona and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/29/2024 - Present
Kestra Investment Services, LLC (MORRISTOWN NJ)
AZ
10/18/2022 - 01/31/2024
CADARET, GRANT & CO., INC. (Tucson AZ)
NJ
11/19/2018 - 05/14/2019
CADARET, GRANT & CO., INC. (PARAMUS NJ)
BC
Issued 09/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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