Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Nelson is a financial advisor with over 35 years of experience in the industry. Lori is currently registered with Osaic Wealth, Inc. and holds a Series 66, Series 63, Series 9, Series 10, and Series 7 license. She is also a Registered Investment Advisor in Minnesota. Lori has previously been employed by Securities America, Inc. and Wall Street Financial Group, Inc. Prior to that she was registered with UBS Financial Services Inc. Lori provides a variety of financial services to individuals, businesses, and institutions including portfolio management, financial planning, pension consulting, and educational seminars. Lori is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/14/2024 - Present
Osaic Wealth, Inc. (WAYZATA MN)
MN
09/23/2016 - 06/14/2024
SECURITIES AMERICA, INC. (WAYZATA MN)
MN
08/10/2004 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (Wayzata MN)
NJ
10/19/1988 - 06/28/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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