Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Jean Embrey is a financial advisor with LPL Financial LLC based in San Diego, CA. Lori has been in the financial industry for over 10 years. Prior to joining LPL, Lori worked at TCADVISORS NETWORK INC., Charles Schwab & Co., Inc., Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. Lori holds Series 63, 10, 9, SIE and Series 7 licenses. Lori specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/13/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
CO
08/18/2017 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
08/20/2014 - 10/04/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
TN
02/13/2013 - 07/24/2014
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/23/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 11/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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