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Lori Jean Adams

Harbor View Advisors, LLC

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About Lori Jean Adams

Lori Adams is a financial advisor with over 25 years of experience in the industry. Lori is currently registered with Harbor View Advisors, LLC in Florida. Lori has a broad range of experience in the financial services industry, having previously worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Lori is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Lori Adams is currently registered with Harbor View Advisors, LLC. Harbor View Advisors, LLC is a Limited Liability Company formed on July 15, 2009. The firm is registered in 10 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Adams’s Registration & Firm History

FL

12/18/2023 - Present

Harbor View Advisors, LLC (NEPTUNE BEACH FL)

FL

12/07/2010 - 05/01/2023

HARBOR VIEW ADVISORS, LLC (NEPTUNE BEACH FL)

FL

06/01/2009 - 04/26/2010

MORGAN STANLEY SMITH BARNEY (PONTE VEDRA BEACH FL)

FL

05/14/1996 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (PONTE VEDRA BEACH FL)

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Licenses & Designations

BC

Issued 08/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/08/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Jean Adams.
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