Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Bale is a financial advisor with over 13 years of experience in the financial industry. Lori has worked with UBS Financial Services Inc., U.S. Bancorp Investments, Inc., and Northland Securities, Inc. Lori is currently registered with RBC Capital Markets, LLC and provides a range of financial services to individuals, corporations, pension and profit-sharing plans, and various capital and operating funds. Lori is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
09/19/2023 - Present
RBC Capital Markets, LLC (EDINA MN)
MN
06/17/2021 - 09/13/2023
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
04/14/2016 - 06/08/2021
U.S. BANCORP INVESTMENTS, INC. (EDINA MN)
MN
08/06/2014 - 04/11/2016
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
MN
11/05/2012 - 08/04/2014
U.S. BANCORP INVESTMENTS, INC. (BURNSVILLE MN)
MN
01/01/2010 - 10/29/2012
ASSOCIATED INVESTMENT SERVICES, INC. (EAGAN MN)
BOTH
Issued 07/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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