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Lori J Nardolillo

Hightower Securities, LLC

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About Lori J Nardolillo

Lori Nardolillo is a financial advisor with over 25 years of experience in the financial industry. Lori currently works at Hightower Securities, LLC in Naples, Florida. She is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 6, 7, 31, and 63 licensed representative. Lori is committed to providing her clients with personalized financial advice and strategies to help them reach their financial goals.

Firm Information

Lori Nardolillo is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Nardolillo’s Registration & Firm History

FL

03/18/2011 - Present

Hightower Securities, LLC (NAPLES FL)

FL

06/22/2010 - 03/23/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)

FL

06/01/2009 - 06/07/2010

MORGAN STANLEY SMITH BARNEY (NAPLES FL)

FL

06/20/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NAPLES FL)

FL

12/06/2000 - 06/25/2008

FIDELITY BROKERAGE SERVICES LLC (NAPLES FL)

MA

09/20/1997 - 09/28/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/20/1997 - 09/28/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 01/23/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/17/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori J Nardolillo.
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