Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori J. McNay-nipp is a financial advisor with Fidelity Brokerage Services LLC. Lori has been in the industry for over 22 years. Lori holds the Series 4, 7, 9, 10, and 63 licenses. She is registered to offer securities in 53 states and districts. Lori is also a registered principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/14/2000 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 02/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2008
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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