Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Hardy Hotung is a financial advisor with over 28 years of experience in the industry. Lori is registered with LPL Financial LLC and is licensed in Alabama, South Carolina, and Texas. Lori's prior experience includes roles at PFIC Securities Corporation, Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, SAL Financial Services, Morgan Keegan & Company, Inc., and Ameristar Capital Markets, Inc. Lori has a broad range of experience and specializes in providing financial advice to individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
04/30/2013 - Present
LPL Financial LLC (DECATUR AL)
AL
08/17/2005 - 04/02/2007
PFIC SECURITIES CORPORATION (DECATUR AL)
NY
07/03/2000 - 08/26/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
02/02/1998 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
AL
02/27/1995 - 01/14/1998
SAL FINANCIAL SERVICES (BIRMINGHAM AL)
TN
04/06/1992 - 03/11/1993
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
08/28/1991 - 11/20/1991
AMERISTAR CAPITAL MARKETS, INC.
IA
Issued 02/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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