Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Gann Morris is a financial advisor with over 25 years of experience in the financial services industry. Lori currently works at Waterloo Capital, a firm specializing in investment management, financial planning, and pension consulting. Lori is a registered Investment Advisor Representative (IAR) in Texas. She previously worked at Calton & Associates, Inc. and Raymond James & Associates, Inc. Lori holds the Series 3, 7, 63, and 65 licenses. Lori's firm focuses on serving high-net-worth individuals, pension plans, and other individuals, offering both discretionary and non-discretionary management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/17/2018 - Present
Waterloo Capital (AUSTIN TX)
TX
04/16/2018 - 04/19/2024
CALTON & ASSOCIATES, INC. (Austin TX)
TX
02/13/2013 - 04/19/2018
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
07/11/2003 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUSTIN TX)
NY
03/02/1998 - 07/21/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/17/1995 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 03/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
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