Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Whiteman is a financial advisor with Raymond James & Associates, Inc. Lori is a registered representative and investment advisor representative with the firm. Prior to joining Raymond James, Lori was with Wells Fargo Clearing Services, LLC. Lori has been in the industry since 2011. Lori's registration is active in Nebraska. Lori holds Series 7, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
05/16/2018 - Present
Raymond James & Associates, Inc. (OMAHA NE)
NE
10/14/2015 - 05/11/2018
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
06/01/2009 - 06/07/2010
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
09/16/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)
IA
Issued 10/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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