Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Dougherty is a financial advisor with over 20 years of experience in the industry. Lori currently holds a Series 6, Series 63, and SIE license and is registered in New York. Lori is employed by American Portfolios Financial Services, Inc. and is located in Holbrook, NY. Prior to joining American Portfolios, Lori was employed by Janney Montgomery Scott LLC and Washington Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/22/2019 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
NY
08/06/2015 - 04/24/2019
JANNEY MONTGOMERY SCOTT LLC (MELVILLE NY)
NY
12/14/2001 - 08/06/2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
CT
01/20/1999 - 12/18/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 04/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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