Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ellen Bubany is a financial professional with over 20 years of experience in the industry. Currently, Lori is registered with National Financial Services LLC. Lori has previously worked at Fidelity Brokerage Services LLC, in both Smithfield, RI and Westlake, TX. Lori holds several licenses and designations including Series 7, Series 24, Series 63, SIE, and Series 99TO. Lori is dedicated to providing her clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/30/2003 - Present
National Financial Services LLC (WESTLAKE TX)
TX
05/10/2011 - 12/18/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
11/24/2000 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Bubany is the right advisor for you? Invested Better is here to help.
