Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Elizabeth Wyngaert is a financial advisor registered in Washington and has been in the industry since 1995. Lori is currently affiliated with Osaic Wealth, Inc. Lori previously held positions at SAGEPOINT FINANCIAL, INC., WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, GOVERNMENT PERSPECTIVES, LLC, U.S. BANCORP SECURITIES, and SEAFIRST INVESTMENT SERVICES, INC.. Lori is a Series 66, Series 63, Series 10, Series 9, Series 24, Series 53, SIE, and Series 7 licensed professional. Lori specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
09/01/2023 - Present
Osaic Wealth, Inc. (SEQUIM WA)
WA
11/01/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SEQUIM WA)
MO
07/01/2003 - 10/25/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/24/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
07/25/1996 - 01/07/1997
GOVERNMENT PERSPECTIVES, LLC (LAFAYETTE CA)
OR
03/07/1996 - 07/16/1996
U.S. BANCORP SECURITIES (PORTLAND OR)
WA
12/19/1991 - 09/23/1992
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 10/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/03/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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