Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Bennett is a financial advisor with Oppenheimer & Co. Inc. Lori has been in the financial services industry since March 13, 1990. Lori has a strong background in investment management and specializes in helping individual and business clients achieve their financial goals. Lori is registered to provide investment advice in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/05/2019 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
NY
05/12/2006 - 09/15/2015
SCARSDALE EQUITIES LLC (NEW YORK NY)
TX
10/01/1996 - 05/09/2006
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
04/04/1992 - 10/01/1996
WILLIAMS MACKAY JORDAN & CO., INCORPORATED (HOUSTON TX)
TX
06/04/1991 - 08/15/1991
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
11/23/1988 - 10/11/1990
MESIROW INVESTMENT SERVICES, INC.
BOTH
Issued 08/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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