Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Coyne mcdaniel is an active investment advisor representative, registered with UBS Financial Services Inc. since April 2012. Lori has been in the financial services industry since 1982. Lori is licensed to offer investment advice in several states, including Florida, New York, and Texas. Lori has a variety of previous work experience, including roles with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Janney Montgomery Scott Inc. Lori also holds licenses from FINRA. Lori Coyne mcdaniel and UBS Financial Services Inc. are committed to providing clients with a high level of personalized service and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/20/2012 - Present
UBS Financial Services Inc. (Holmes Beach FL)
NY
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (HAUPPAUGE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SMITHTOWN NY)
NY
05/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SMITHTOWN NY)
NY
06/13/2000 - 06/03/2002
KIRLIN SECURITIES INC. (SYOSSET NY)
FL
05/16/1985 - 12/31/2000
GMST WORLD MARKETS, INC. (LAKE MARY FL)
NA
04/15/1985 - 05/20/1985
LIFE PLANNING INC.
NA
03/14/1984 - 04/08/1985
JANNEY MONTGOMERY SCOTT INC.
NA
05/11/1982 - 01/31/1984
MACPEG ROSS AND GOLDABER SECURITIES, INC.
IA
Issued 12/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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