Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Cariffe Coombs is a registered investment advisor representative with Cetera Investment Advisers LLC. Lori has been in the financial services industry since January 12, 1999. Lori is registered with the state of New York. Lori is also registered with FINRA. Lori's office is located in Poughkeepsie, New York. Lori is licensed to sell variable contracts and mutual funds, among other products. Cetera Investment Advisers LLC is a registered investment adviser that provides financial planning, portfolio management, and other services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (POUGHKEEPSIE NY)
NY
01/05/2000 - 04/04/2013
ESSEX NATIONAL SECURITIES, LLC (NEWBURGH NY)
NY
08/25/1998 - 12/31/1999
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
BC
Issued 08/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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