Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Capozza Zeind is an active investment advisor registered with the state of North Carolina. Lori has been in the securities industry since April 2002 and has a breadth of experience with financial planning, portfolio management, and pension consulting. Lori currently works at Osaic Wealth, Inc., a firm with a national scope. Previously, Lori was a registered representative at Securities America, Inc., and The Leaders Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
NC
08/02/2023 - 06/14/2024
SECURITIES AMERICA, INC. (Charlotte NC)
CO
10/29/2019 - 06/09/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
NC
01/01/2005 - 02/06/2018
JOHN HANCOCK DISTRIBUTORS LLC (CHARLOTTE NC)
MA
02/22/2001 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MO
03/20/2000 - 12/18/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Zeind is the right advisor for you? Invested Better is here to help.
